Title 31 – Money and Finance: Treasury
Chapter X
PART 1010 - General Provisions
§1010.100 – General definitions
§1010.310 – Reports of transactions in currency
§1010.311 – Filing obligations for reports of transactions in currency
§1010.312 – Identification required
§1010.313 - Aggregation
§1010.314 – Structured transactions
§1010.520 – Information sharing between government agencies and financial
institutions
§1010.540 – Voluntary information sharing among financial institutions
§1010.610 – Due diligence programs for correspondent accounts for foreign
financial institutions
§1010.620 – Due diligence programs for private banking accounts
§1010.630 – Prohibition on correspondent accounts for foreign shell banks;
records concerning owners of foreign banks and agents for service of legal
process
§1010.670 – Summons or subpoena of foreign bank records; termination of
correspondent relationship
PART 1020 - RULES FOR BANKS
§1020.100 – Definitions
§1020.210 - Anti-money laundering program requirements for financial
institutions regulated only by a Federal functional regulator, including
banks, savings associations, and credit unions
§1020.220 - Customer identification programs for banks, savings
associations, credit unions, and certain non-Federally regulated banks
§1020.310 - Reports of transactions in currency
§1020.311 - Filing obligations
§1020.312 - Identification required
§1020.313 – Aggregation
§1020.314 - Structured transactions
§1020.315 - Transactions of exempt persons
§1020.320 - Reports by banks of suspicious transactions
§1020.410 - Records to be made and retained by banks
§1020.520 - Special information sharing procedures to deter money
laundering and terrorist activity for banks (314(a))
§1020.540 - Voluntary information sharing among financial institutions
(314(b))
§1020.610 - Due diligence programs for correspondent accounts for foreign
financial institutions
§1020.620 - Due diligence programs for private banking accounts
§1020.630 - Prohibition on correspondent accounts for foreign shell banks;
records concerning owners of foreign banks and agents for service of legal
process
§1020.670 - Summons or subpoena of foreign bank records; termination of
correspondent relationship
PART 1060 —PROVISIONS RELATING TO THE COMPREHENSIVE IRAN SANCTIONS, ACCOUNTABILITY, AND DIVESTMENT ACT OF 2010
§1060.300 - Reporting obligations on foreign bank relationships with Iranian-linked financial institutions designated under IEEPA and IRGC-linked persons designated under IEEPA.
Title 12 – Banks and Banking
Chapter I Comptroller of the Currency
PART 21 —MINIMUM SECURITY DEVICES AND PROCEDURES, REPORTS OF SUSPICIOUS ACTIVITIES, AND BANK SECRECY ACT COMPLIANCE PROGRAM
§21.11 — Ensures that national banks file a Suspicious Activity Report when
they detect a known or suspected violation of federal law or a suspicious
transaction related to a money laundering activity or a violation of the
BSA. This section applies to all national banks as well as any federal
branches and agencies of foreign financial banks licensed or chartered by
the OCC.
§21.21 — Requires all national banks and savings associations to establish
and maintain procedures reasonably designed to assure and monitor their
compliance with the requirements of subchapter II of chapter 53 of title
31, United States Code, and the implementing regulations promulgated
thereunder by the U.S. Department of the Treasury at 31 CFR Chapter X.
PART 163 —SAVINGS ASSOCIATIONS—OPERATIONS
§163.180 — Sets forth the rules for savings associations or service corporations for filing a SAR with the appropriate federal law enforcement agencies and the U.S. Treasury.
Chapter II Federal Reserve System
PART 208 —MEMBERSHIP OF STATE BANKING INSTITUTIONS IN THE FEDERAL RESERVE SYSTEM (REGULATION H)
§208.62 — Sets forth the requirements for state member banks for filing a
SAR with the appropriate federal law enforcement agencies and the U.S.
Treasury.
§208.63 — Sets forth the requirements for state member banks to establish
and maintain procedures to ensure and monitor their compliance with the
BSA.
PART 211 —INTERNATIONAL BANKING OPERATIONS (REGULATION K)
§211.5(k) — Sets forth the requirements for an Edge and agreement
corporation, or any branch or subsidiary thereof, to file a SAR with the
appropriate federal law enforcement agencies and the U.S. Treasury.
§211.5(m) — Sets forth the requirements for an Edge and agreement
corporation to establish and maintain procedures reasonably designed to
ensure and monitor compliance with the BSA and related regulations.
§211.24(f) — Sets forth the requirements for an uninsured branch, an
agency, or a representative office of a foreign financial institution
operating in the United States to file a SAR with the appropriate federal
law enforcement agencies and the U.S. Treasury.
§211.24(j) — Sets forth the requirements for an uninsured branch, an
agency, or a representative office of a foreign financial institution
operating in the United States to establish and maintain procedures
reasonably designed to ensure and monitor compliance with the BSA and
related regulations.
PART 225 —BANK HOLDING COMPANIES AND CHANGE IN BANK CONTROL (REGULATION Y)
§225.4(f) — Sets forth the requirements for a bank holding company or any nonbank subsidiary thereof, or a foreign bank that is subject to the Bank Holding Company Act or any nonbank subsidiary of such a foreign bank operating in the United States, to file a SAR with the appropriate federal law enforcement agencies and the U.S. Treasury.
Chapter III Federal Deposit Insurance Corporation
PART 326 —MINIMUM SECURITY DEVICES AND PROCEDURES AND BANK SECRECY ACT COMPLIANCE
§326.8 Subpart B — Sets forth requirements for state nonmember banks to establish and maintain procedures to ensure and monitor their compliance with the BSA.
PART 353 —SUSPICIOUS ACTIVITY REPORTS
§353 — Establishes requirements for state nonmember banks to file a SAR when they detect a known or suspected violation of federal law, a suspicious transaction relating to a money laundering activity, or a violation of the BSA.
Chapter VII National Credit Union Administration
PART 748 —SECURITY PROGRAM, REPORT OF SUSPECTED CRIMES, SUSPICIOUS TRANSACTIONS, CATASTROPHIC ACTS AND BANK SECRECY ACT COMPLIANCE
§748 — Requires federally insured credit unions to maintain security
programs and comply with the BSA.
§748.1 — Requires federally insured credit unions to file compliance and
Suspicious Activity Reports.
§748.2 — Ensures that all federally insured credit unions establish and
maintain procedures reasonably designed to assure and monitor compliance
with the recordkeeping and reporting requirements in the BSA.