TITLE 31MONEY AND FINANCE
§ 5318. Compliance and exemptions, and summons authority
(a) GENERAL POWERS OF SECRETARY.--The Secretary of the
Treasury may (except under section 5315 of this title and regulations
prescribed under section 5315)--
(1) except as provided in subsection (b)(2), delegate duties and
powers under this subchapter to an appropriate supervising agency and
the United States Postal Service;
(2) require a class of domestic financial institutions or
nonfinancial trade or business to maintain appropriate procedures to
ensure compliance with this subchapter and regulations prescribed under
this subchapter or to guard against money laundering;
(3) examine any books, papers, records or other data of domestic
financial institutions or nonfinancial trade or business relevant to
the recordkeeping or reporting requirements of this subchapter;
(4) summon a financial institution or nonfinancial trades or
businesses, an officer or employee of a financial institution or
nonfinancial trades or businesses (including a former officer or
employee), or any person having possession, custody, or care of the
reports and records required under this subchapter, to appear before
the Secretary of the Treasury or his delegate at a time and place named
in the summons and to produce such books, papers, records, or other
data, and to give testimony, under oath, as may be relevant or material
to an investigation described in subsection (b);
(5) exempt from the requirements of this subchapter any class of
transactions within any State if the Secretary determines that--
(A) under the laws of such State, that class of transactions is
subject to requirements substantially similar to those imposed under
this subchapter; and
(B) there is adequate provision for the enforcement of such
requirements; and
(6) prescribe an appropriate exemption from a requirement under
this subchapter and regulations prescribed under this subchapter.
The Secretary may revoke an exemption under this paragraph or paragraph
(5) by actually or constructively notifying the parties affected. A
revocation is effective during judicial review.
(b) LIMITATIONS ON SUMMONS POWER.--
(1) SCOPE OF POWER.--The Secretary of the Treasury may
take any action described in paragraph (3) or (4) of subsection (a)
only in connection with investigations for the purpose of civil
enforcement of violations of this subchapter, section 21 of the Federal
Deposit Insurance Act, section 411 of the National Housing Act, or
chapter 2 of Public Law 91--508 (12 U.S.C. 1951 et seq.) or any
regulation under any such provision.
(2) AUTHORITY TO ISSUE.--A summons may be issued under
subsection (a)(4) only by, or with the approval of, the Secretary of
the Treasury or a supervisory level delegate of the Secretary of the
Treasury.
(c) ADMINISTRATIVE ASPECTS OF SUMMONS.--
(1) PRODUCTION AT DESIGNATED SITE.--A summons issued
pursuant to this section may require that books, papers, records, or
other data stored or maintained at any place be produced at any
designated location in any State or in any territory or other place
subject to the jurisdiction of the United States not more that 500
miles distant from any place where the financial institution or
nonfinancial trade or business operates or conducts business in the
United States.
(2) FEES AND TRAVEL EXPENSES.--Persons summoned under
this section shall be paid the same fees and mileage for travel in the
United States that are paid witnesses in the courts of the United
States.
(3) NO LIABILITY FOR EXPENSES.--The United States shall
not be liable for any expense, other than an expense described in
paragraph (2), incurred in connection with the production of books,
papers, records, or other data under this section.
(d) SERVICE OF SUMMONS.--Service of a summons issued
under this section may be by registered mail or in such other manner
calculated to give actual notice as the Secretary may prescribe by
regulation.
(e)
Contumacy or Refusal.
(1) REFERRAL TO ATTORNEY GENERAL.--In case of contumacy
by a person issued a summons under paragraph (3) or (4) of subsection
(a) or a refusal by such person to obey such summons, the Secretary of
the Treasury shall refer the matter to the Attorney
General.
(2) JURISDICTION OF COURT.--The Attorney General may
invoke the aid of any court of the United States within the
jurisdiction of which--
(A) the investigation which gave rise to the summons is being or
has been carried on;
(B) the person summoned is an inhabitant; or
(C) the person summoned carries on business or may be found,
to compel compliance with the summons.
(3) COURT ORDER.--The court may issue an order requiring
the person summoned to appear before the Secretary or his delegate to
produce books, papers, records, or other data, to give testimony as may
be necessary to explain how such material was compiled and maintained,
and to pay the costs of the proceeding.
(4) FAILURE TO COMPLY WITH ORDER.--Any failure to obey
the order of the court may be punished by the court as a contempt
thereof.
(5) SERVICE OF PROCESS.--All process in any case under
this subsection may be served in any judicial district in which such
person may be found.
(f) WRITTEN AND SIGNED STATEMENT REQUIRED.--No person
shall qualify for an exemption under subsection (a)(5) unless the
relevant financial institution or nonfinancial trade or business
prepares and maintains a statement which--
(1) describes in detail the reasons why such person is qualified
for such exemption; and
(2) contains the signature of such person.
(g) REPORTING OF SUSPICIOUS TRANSACTIONS.--
(1) IN GENERAL.--The Secretary may require any financial
institution, and any director, officer, employee, or agent of any
financial institution, to report any suspicious transaction relevant to
a possible violation of law or regulation.
(2) NOTIFICATION PROHIBITED.--
(A) IN GENERAL.--If a financial institution or any
director, officer, employee, or agent of any financial institution,
voluntarily or pursuant to this section or any other authority, reports
a suspicious transaction to a government agency--
(i) the financial institution, director, officer, employee, or
agent may not notify any person involved in the transaction that the
transaction has been reported; and
(ii) no officer or employee of the Federal Government or of any
State, local, tribal, or territorial government within the United
States, who has any knowledge that such report was made may disclose to
any person involved in the transaction that the transaction has been
reported, other than as necessary to fulfill the official duties of
such officer or employee.
(B) DISCLOSURES IN CERTAIN EMPLOYMENT REFERENCES.--
(i) RULE OF CONSTRUCTION.--Notwithstanding the
application of subparagraph (A) in any other context, subparagraph (A)
shall not be construed as prohibiting any financial institution, or any
director, officer, employee, or agent of such institution, from
including information that was included in a report to which
subparagraph (A) applies--
(I) in a written employment reference that is provided in
accordance with section 18(w) of the Federal Deposit Insurance Act in
response to a request from another financial institution; or
(II) in a written termination notice or employment reference that
is provided in accordance with the rules of a self-regulatory
organization registered with the Securities and Exchange Commission or
the Commodity Futures Trading Commission, except that such written
reference or notice may not disclose that such information was also
included in any such report, or that such report was made.
(ii) INFORMATION NOT REQUIRED.--Clause (i) shall not be
construed, by itself, to create any affirmative duty to include any
information described in clause (i) in any employment reference or
termination notice referred to in clause (i).
(3) LIABILITY FOR DISCLOSURES.--
(A) IN GENERAL.--Any financial institution that makes a
voluntary disclosure of any possible violation of law or regulation to
a government agency or makes a disclosure pursuant to this subsection
or any other authority, and any director, officer, employee,
or agent of such institution
who makes, or requires another to make any such disclosure, shall not
be liable to any person under any law or regulation of the United
States, any constitution, law, or regulation of any State or political
subdivision of any State, or under any contract or other legally
enforceable agreement (including any arbitration agreement), for such
disclosure or for any failure to provide notice of such disclosure to
the person who is the subject of such disclosure or any other person
identified in the disclosure.
(B) RULE OF CONSTRUCTION.--Subparagraph (A) shall not be
construed as creating--
(i) any inference that the term "person", as used in such
subparagraph, may be construed more broadly than its ordinary usage so
as to include any government or agency of government; or
(ii) any immunity against, or otherwise affecting, any civil or
criminal action brought by any government or agency of government to
enforce any constitution, law, or regulation of such government or
agency.
(4)
Single designee for reporting suspicious
transactions.
--
(A) IN GENERAL.--In requiring reports under paragraph
(1) of suspicious transactions, the Secretary of the Treasury shall
designate, to the extent practicable and appropriate, a single officer
or agency of the United States to whom such reports shall be made.
(B) DUTY OF DESIGNEE.--The officer or agency of the
United States designated by the Secretary of the Treasury pursuant to
subparagraph (A) shall refer any report of a suspicious transaction to
any appropriate law enforcement, or supervisory agency, or United
States intelligence agency for use in the conduct of intelligence or
counterintelligence activities, including analysis, to protect against
international terrorism.
(C)
Coordination with other reporting
requirements..
--Subparagraph (A) shall not be construed as
precluding any supervisory agency for any financial institution from
requiring the financial institution to submit any information or report
to the agency or another agency pursuant to any other applicable
provision of law.
(h) ANTI-MONEY LAUNDERING PROGRAMS.--
(1) IN GENERAL.--In order to guard against money
laundering through financial institutions, anti-money laundering
programs, including at a minimum
(A) the development of internal policies, procedures, and
controls,
(B) the designation of a compliance officer,
(C) an ongoing employee training program, and
(D) an independent audit function to test programs.
(2) REGULATIONS.--The Secretary of the Treasury, after
consultation with the appropriate Federal functional regulator (as
defined in section 509 of the Gramm-Leach-Bliley Act), may prescribe
minimum standards for programs established under paragraph (1), and may
exempt from the application of those standards any financial
institution that is not subject to the provisions of the rules
contained in part 103 of title 31, of the Code of Federal Regulations,
or any successor rule thereto, for so long as such financial
institution is not subject to the provisions of such rules.
(3) CONCENTRATION ACCOUNTS.--The Secretary may prescribe
regulations under this subsection that govern maintenance of
concentration accounts by financial institutions, in order to ensure
that such accounts are not used to prevent association of the identity
of an individual customer with the movement of funds of which the
customer is the direct or beneficial owner, which regulations shall, at
a minimum--
(A) prohibit financial institutions from allowing clients to
direct transactions that move their funds into, out of, or through the
concentration accounts of the financial institution;
(B) prohibit financial institutions and their employees from
informing customers of the existence of, or the means of identifying,
the concentration accounts of the institution; and
(C) require each financial institution to establish written
procedures governing the documentation of all transactions involving a
concentration account, which procedures shall ensure that, any time a
transaction involving a concentration account commingles
funds belonging to 1 or more
customers, the identity of, and specific amount belonging to, each
customer is documented.
(i)
Due Diligence for United States Private Banking and
Correspondent Bank Accounts Involving Foreign Pe
rsons.--
(1) IN GENERAL.--Each financial institution that
establishes, maintains, administers, or manages a private banking
account or a correspondent account in the United States for a
non-United States person, including a foreign individual visiting the
United States, or a representative of a non-United States person shall
establish appropriate, specific, and, where necessary, enhanced, due
diligence policies, procedures, and controls that are reasonably
designed to detect and report instances of money laundering through
those accounts.
(2)
Additional Standards for Certain Correspondent
Accounts.
--
(A) In General.--Subparagraph (B) shall apply if a
correspondent account is requested or maintained by, or on behalf of, a
foreign bank operating--
(i) under an offshore banking license; or
(ii) under a banking license issued by a foreign country that has
been designated--
(I) as noncooperative with international anti-money laundering
principles or procedures by an intergovernmental group or organization
of which the United States is a member, with which designation the
United States representative to the group or organization concurs; or
(II) by the Secretary of the Treasury as warranting special
measures due to money laundering concerns.
(B) POLICIES, PROCEDURES, AND CONTROLS.--The enhanced
due diligence policies, procedures, an controls required under
paragraph (1) shall, at a minimum, ensure that the financial
institution in the United States takes reasonable steps--
(i) to ascertain for any such foreign bank, the shares of which
are not publicly traded, the identity of each of the owners of the
foreign bank, and the nature and extent of the ownership interest of
each such owner;
(ii) to conduct enhanced scrutiny of such account to guard
against money laundering and report any suspicious transactions under
subsection (g); and
(iii) to ascertain whether such foreign bank provides
correspondent accounts to other foreign banks and, if so, the identity
of those foreign banks and related due diligence information, as
appropriate under paragraph (1).
(3) MINIMUM STANDARDS FOR PRIVATE BANKING ACCOUNTS.--If
a private banking account is requested or maintained by, or on behalf
of, a non-United States person, then the due diligence policies,
procedures, and controls required under paragraph (1) shall, at a
minimum, ensure that the financial institution takes reasonable steps--
(A) to ascertain the identity of the nominal and beneficial
owners of, and the source of funds deposited into, such account as
needed to guard against money laundering and report any suspicious
transactions under subsection (g); and
(B) to conduct enhanced scrutiny of any such account that is
requested or maintained by, or on behalf of, a senior foreign political
figure, or any immediate family member or close associate of a senior
foreign political figure, that is reasonably designed to detect and
report transactions that may involve the proceeds of foreign
corruption.
(4) DEFINITION.--For purposes of this subsection, the
following definitions shall apply:
(A) OFFSHORE BANKING LICENSE.--The term "offshore
banking license" means a license to conduct banking activities
which, as a condition of the license, prohibits the licensed entity
from conducting banking activities with the citizens of, or with the
local currency of, the country which issued the license.
(B) PRIVATE BANKING ACCOUNT.--The term "private
banking account" means an account (or any combination of accounts)
that--
(i) requires a minimum aggregate deposits of funds or other
assets of not less than $1,000,000;
(ii) is established on behalf of 1 or more individuals who have a
direct or beneficial ownership interest in the account;
and
(iii) is assigned to, or is administered or managed by, in whole
or in part, an officer, employee, or agent of a financial institution
acting as a liaison between the financial institution and the direct or
beneficial owner of the account.
(j)
Prohibition on United States Correspondent Accounts With
Foreign Shell Banks.
--
(1) IN GENERAL.--A financial institution described in
subparagraphs (A) through (G) of section 5312(a)(2) (in this subsection
referred to as a "covered financial institution") shall not
establish, maintain, administer, or manage a correspondent account in
the United States for, or on behalf of, a foreign bank that does not
have a physical presence in any country.
(2)
Prevention of Indirect Service to Foreign Shell
Banks.
--A covered financial institution shall take reasonable steps
to ensure that any correspondent account established, maintained,
administered, or managed by that covered financial institution in the
United States for a foreign bank is not being used by that foreign bank
to indirectly provide banking services to another foreign bank that
does not have a physical presence in any country. The Secretary of the
Treasury shall, by regulation, delineate the reasonable steps necessary
to comply with this paragraph.
(3) EXCEPTION.--Paragraphs (1) and (2) do not prohibit a
covered financial institution from providing a correspondent account to
a foreign bank, if the foreign bank--
(A) is an affiliate of a depository institution, credit union, or
foreign bank that maintains a physical presence in the United States or
a foreign country, as applicable; and
(B) is subject to supervision by a banking authority in the
country regulating the affiliated depository institution, credit union,
or foreign bank described in subparagraph (A), as applicable.
(4) DEFINITIONS.--For purposes of this subsection--
(A) the term "affiliate" means a foreign bank that is
controlled by or is under common control with a depository institution,
credit union, or foreign bank; and
(B) the term "physical presence" means a place of business
that--
(i) is maintained by a foreign bank;
(ii) is located at a fixed address (other than solely an
electronic address) in a country in which the foreign bank is
authorized to conduct banking activities, as which location the foreign
bank--
(I) employs 1 or more individuals on a full-time basis; and
(II) maintains operating records related to its banking
activities; and
(iii) is subject to inspection by the banking authority which
licensed the foreign bank to conduct banking activities.
(k)
Bank Records Related to Anti-Money laundering
Programs.
--
(1) DEFINITIONS.--For purposes of this subsection, the
following definitions shall apply:
(A) APPROPRIATE FEDERAL BANKING AGENCY.--The term
"appropriate Federal banking agency" has the same meaning as in
section 3 of the Federal Deposit Insurance Act (12 U.S.C. 1813).
(B) INCORPORATED TERM.--The term "correspondent
account" has the same meaning as in section 5318A(e)(1)(B).
(2) 120-HOUR RULE.--Not later than 120 hours after
receiving a request by an appropriate Federal banking agency for
information related to anti-money laundering compliance by a covered
financial institution or a customer of such institution, a covered
financial institution shall provide to the appropriate Federal banking
agency, or make available at a location specified by the representative
of the appropriate Federal banking agency, information and account
documentation for any account opened, maintained, administered or
managed in the United States by the covered financial institution.
(3) FOREIGN BANK RECORDS.--
(A) Summons or Subpoena of Records.--
(i) IN GENERAL.--The Secretary of the Treasury or the
Attorney General may issue a summons or subpoena to any foreign bank
that maintains a correspondent account in the United States and request
records related to such correspondent account, including records maintained outside
of the United States relating to the deposit of funds into the foreign
bank.
(ii) SERVICE OF SUMMONS OR SUBPOENA.--A summons or
subpoena referred to in clause (i) may be served on the foreign bank in
the United States if the foreign bank has a representative in the
United States, or in a foreign country pursuant to any mutual legal
assistance treaty, multilateral agreement, or other request for
international law enforcement assistance.
(B) ACCEPTANCE OF SERVICE.--
(i) MAINTAINING RECORDS IN THE UNITED STATES.--Any
covered financial institution which maintains a correspondent account
in the United States for a foreign bank shall maintain records in the
United States identifying the owners of such foreign bank and the name
and address of a person who resides in the United States and is
authorized to accept service of legal process for records regarding the
correspondent account.
(ii) LAW ENFORCEMENT REQUEST.--Upon receipt of a written
request from a Federal law enforcement officer for information required
to be maintained under this paragraph, the covered financial
institution shall provide the information to the requesting officer not
later than 7 days after receipt of the request.
(C) TERMINATION OF CORRESPONDENT RELATIONSHIP.--
(i) TERMINATION UPON RECEIPT OF NOTICE.--A covered
financial institution shall terminate any correspondent relationship
with a foreign bank not later than 10 business days after receipt of
written notice from the Secretary of the Attorney General (in each
case, after consultation with the other) that the foreign bank has
failed--
(I) to comply with a summons or subpoena issued under
subparagraph (A); or
(II) to initiate proceedings in a United States court contesting
such summons or subpoena.
(ii) LIMITATION ON LIABILITY.--A covered financial
institution shall not be liable to any person in any court or
arbitration proceeding for terminating a correspondent relationship in
accordance with this subsection.
(iii) FAILURE TO TERMINATE RELATIONSHIP.--Failure to
terminate a correspondent relationship in accordance with this
subsection shall render the covered financial institution liable for a
civil penalty of up to $10,000 per day until the correspondent
relationship is to terminated.
(l)
Identification and Verification of
Accountholders.
--
(1) IN GENERAL.--Subject to the requirements of this
subsection, the Secretary of the Treasury shall prescribe regulations
setting forth the minimum standards for financial institutions and
their customers regarding the identity of the customer that shall apply
in connection with the opening of an account at a financial
institution.
(2) MINIMUM REQUIREMENTS.--The regulations shall, at a
minimum, require financial institutions to implement, and customers
(after being given adequate notice) to comply with, reasonable
procedures for--
(A) verifying the identity of any person seeking to open an
account to the extent reasonable and practicable;
(B) maintaining records of the information used to verify a
person's identity, including name, address, and other identifying
information; and
(C) consulting lists of known or suspected terrorist or terrorist
organizations provided to the financial institution by any government
agency to determine whether a person seeking to open an account appears
on any such list.
(3) FACTORS TO BE CONSIDERED.--In prescribing
regulations under this subsection, the Secretary shall take into
consideration the various types of accounts maintained by various types
of financial institutions, the various methods of opening accounts, and
the various types of identifying information available.
(4) CERTAIN FINANCIAL INSTITUTIONS.--In the case of any
financial institution the business of which is engaging in financial
activities described in section 4(k) of the Bank Holding Company Act of
1956 (including financial activities subject to the jurisdiction of the
Commodity Futures Trading Commission), the regulations prescribed by
the Secretary under paragraph (1) shall
be prescribed jointly with each Federal functional regulator (as
defined in section 509 of the Gramm-Leach-Bliley Act, including the
Commodity Futures Trading commission) appropriate for such financial
institution.
(5) EXEMPTIONS.--The Secretary (and, in the case of any
financial institution described in paragraph (4), any Federal agency
described in such paragraph) may, by regulation or order, exempt any
financial institution or type of account from the requirements of any
regulation prescribed under this subsection in accordance with such
standards and procedures as the Secretary may prescribe.
(6) EFFECTIVE DATE.--Final regulations prescribed under
this subsection shall take effect before the end of the 1-year period
beginning on the date of enactment of the International Money
Laundering Abatement and Financial Anti-Terrorism Act of 2001.
(m) APPLICABILITY OF RULES.--Any rules
promulgated pursuant to the authority contained in section 21 of the
Federal Deposit Insurance Act (12 U.S.C. 1829b) shall apply, in
addition to any other financial institution to which such rules apply,
to any person that engages as a business in the transmission of funds,
including any person who engages as a business in an informal money
transfer system or any network of people who engage as a business in
facilitating the transfer of money domestically or internationally
outside of the conventional financial institutions system.
(n)
Reporting of certain cross-border transmittals
of funds
.--
(1) IN GENERAL.--Subject to paragraphs (3) and (4),
the Secretary shall prescribe regulations requiring such financial
institutions as the Secretary determines to be appropriate to report to
the Financial Crimes Enforcement Network certain cross-border
electronic transmittals of funds, if the Secretary determines that
reporting of such transmittals is reasonably necessary to conduct the
efforts of the Secretary against money laundering and terrorist
financing.
(2) LIMITATION ON REPORTING REQUIREMENTS.--Information
required to be reported by the regulations prescribed under paragraph
(1) shall not exceed the information required to be retained by the
reporting financial institution pursuant to section 21 of the Federal
Deposit Insurance Act and the regulations promulgated thereunder,
unless--
(A) the Board of Governors of the Federal Reserve System and the
Secretary jointly determine that a particular item or items of
information are not currently required to be retained under such
section or such regulations; and
(B) the Secretary determines, after consultation with the Board
of Governors of the Federal Reserve System, that the reporting of such
information is reasonably necessary to conduct the efforts of the
Secretary to identify cross-border money laundering and terrorist
financing.
(3) FORM AND MANNER OF REPORTS.--In prescribing the
regulations required under paragraph (1), the Secretary shall, subject
to paragraph (2), determine the appropriate form, manner, content, and
frequency of filing of the required reports.
(4) FEASIBILITY REPORT.--
(A) IN GENERAL.--Before prescribing the regulations
required under paragraph (1), and as soon as is practicable after the
date of enactment of the Intelligence Reform and Terrorism Prevention
Act of 2004, the Secretary shall submit a report to the Committee on
Banking, Housing, and Urban Affairs of the Senate and the Committee on
Financial Services of the House of Representatives that--
(i) identifies the information in cross-border electronic
transmittals of funds that may be found in particular cases to be
reasonably necessary to conduct the efforts of the Secretary to
identify money laundering and terrorist financing, and outlines the
criteria to be used by the Secretary to select the situations in which
reporting under this subsection may be required;
(ii) outlines the appropriate form, manner, content, and
frequency of filing of the reports that may be required under such
regulations;
(iii) identifies the technology necessary for the Financial
Crimes Enforcement Network to receive, keep, exploit, protect the
security of, and disseminate information from reports of cross-border
electronic transmittals of funds to law enforcement and other entities
engaged in efforts against money laundering and terrorist financing;
and
(iv) discusses the information security protections required by
the exercise of the Secretary's authority under this subsection.
(B) CONSULTATION.--In reporting the feasibility report
under subparagraph (A), the Secretary may consult with the Bank Secrecy
Act Advisory Group established by the Secretary, and any other group
considered by the Secretary to be relevant.
(5) REGULATIONS.--
(A) IN GENERAL.--Subject to subparagraph (B), the
regulations required by paragraph (1) shall be prescribed in final form
by the Secretary, in consultation with the Board of Governors of the
Federal Reserve System, before the end of the 3-year period beginning
on the date of enactment of the National Intelligence Reform Act of
2004.
(B) TECHNOLOGICAL FEASIBILITY.--No regulations shall be
prescribed under this subsection before the Secretary certifies to the
Congress that the Financial Crimes Enforcement Network has the
technological systems in place to effectively and efficiently receive,
keep, exploit, protect the security of, and disseminate information
from reports of cross-border electronic transmittals of funds to law
enforcement and other entities engaged in efforts against money
laundering and terrorist financing.
[Codified to 31 U.S.C. 5318]
[Source: Sections 205 and 206 of title II of the Act of October
26, 1970 (Pub. L. No. 91--508; 84 Stat. 1120), effective November 1,
1971; recodified by the Act of September 13, 1982 (Pub. L. No. 97--258;
96 Stat. 999), effective September 12, 1982; 6469(c) amended by section
1356 of subtitle H of title I of the Act of October 27, 1986 (Pub. L.
No. 99--570; 100 Stat. 3207--23, 3207--24 and 3207--25), effective
October 27, 1986; sections 6185(e) and 6469(c) of title VI of the Act
of November 18, 1988 (Pub. L. No. 100--690; 102 Stat. 4357, 4377),
effective November 18, 1988; sections 1504(d)(2), 1517(b), and 1523 of
title XV of the Act of October 28, 1992 (Pub. L. No. 102--550; 106
Stat. 4055, 4058, and 4059), effective October 28, 1992; sections
403(a) and 410 of title IV of the Act of September 23, 1994 (Pub. L.
No. 103--325; 108 Stat. 2245 and 2252), effective September 23, 1994;
sections 312(a), 313(a), 319(b), 326(a), 351, 352(a), 358(b), 359(c)
and 365(b)(2)(B) of title III of the Act of October 26, 2001 (Pub. L.
No. 107--56; 115 Stat. 304, 306, 312, 317, 320, 322, 326, 328 and 335,
respectively), effective October 26, 2001, except subsection (j), which
is effective December 24, 2001; section 811(g) of title VIII of the Act
of December 4, 2003 (Pub. L. No. 108--159; 117 Stat. 2012; sections
6202(h), 6203(c) and (d), and 6302 of title VI of the Act of December
17, 2004 (Pub. L. No. 108--458; 118 Stat. 3746, 3748; section 407 of
title IV of the Act of March 9, 2006 (Pub. L. No. 109--177; 120 Stat.
245), effective March 9, 2006]